Podcast Location:
Download it here [file size: 18.1 MB]
Categories:
Banking and Financial Services
CPD Points:
Up to 1 point. details »

Due to the difference in guidelines between the SRA and the Bar Standards Board, CPD points are awarded differently for Solicitors, Barristers and Legal Executives:

Regulated by the Solicitors Regulation Authority:
Listen and pass the quiz: Gain 1 CPD point (60 minutes)
Listen only, gain ½ a CPD point (30 minutes)

Regulated by the Bar Standards Board:
Listen and pass the quiz: Gain 1 accredited CPD point (60 minutes)

Regulated by ILEX:
Listen and pass the quiz: Gain 1 CPD point (60 minutes)
Listen only, gain ½ a CPD point (30 minutes)

Cost:
  • FREE
Length:
30 minutes of audio
(+ optional 5 minute online quiz)
Plays on Computer:
Yes Downloadable as MP3:    Yes
Contributor(s):
Course Aims:

This CPDcast discusses the impact and scope of PRIPS regulations and provides an introductory guide to this complex and technically challenging area of change. It defines key terms, outlines the territorial scope of the regulation and discusses the potential regulation which may occur in the future.

Outcomes:
After completing the course you will:
  • Understand what PRIPS is;
  • Know the kinds of financial products which the PRIPS regulation applies to;
  • Have considered the scope and basis of the PRIPS regulation;
  • Understand the KID and what it must contain;
  • Know who has what responsibilities in relation to the KID;
  • Understand the penalties for non-compliance with the regulation;
  • Understand how the PRIPS KID fit in with other disclosure and marketing materials provided to investors;
  • Have considered any further legislation in relation to the PRIPS KID.
Level:
Specialist Difficulty: 5 of 5
Classification:
Market Update / Hot Topic
Sources and References:
  • The Insurance Mediation Directive 2002/92/EC (IMD);
  • MiFID II 2014/65/EU.
Tags:

This CPDcast discusses the impact and scope of PRIPS regulations and provides an introductory guide to this complex and technically challenging area of change. It defines key terms, outlines the territorial scope of the regulation and discusses the potential regulation which may occur in the future.

Date Recorded: 12th June 2014

NEW! TRANSCRIPT INCLUDED IN ADDITIONAL INFORMATION

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