Podcast Location:
Download it here [file size: 21.6 MB]
Categories:
Banking and Financial Services
CPD Points:
Up to 1 point. details »

Due to the difference in guidelines between the SRA and the Bar Standards Board, CPD points are awarded differently for Solicitors, Barristers and Legal Executives:

Regulated by the Solicitors Regulation Authority:
Listen and pass the quiz: Gain 1 CPD point (60 minutes)
Listen only, gain ½ a CPD point (30 minutes)

Regulated by the Bar Standards Board:
Listen and pass the quiz: Gain 1 accredited CPD point (60 minutes)

Regulated by ILEX:
Listen and pass the quiz: Gain 1 CPD point (60 minutes)
Listen only, gain ½ a CPD point (30 minutes)

Cost:
  • FREE
Length:
30 minutes of audio
(+ optional 5 minute online quiz)
Plays on Computer:
Yes Downloadable as MP3:    Yes
Contributor(s):
Course Aims:

This podcast aims to give the listener a comprehensive overview of the OTC derivatives EU regulatory proposals. It looks at the role of derivatives in the financial crisis and the impetus behind these recent proposals. The podcast examines these proposals in detail, looking at the aspects of derivatives that the EU intends to regulate and which derivatives contracts and participants will be covered. Finally, this podcast compares the EU proposals to the regulatory initiatives in other jurisdictions.

Outcomes:
After completing the course you will:
  • Be aware of the regulatory proposals for derivatives in the EU;
  • Understand the reasons behind these proposals;
  • Recognise the type of derivative contracts which will be covered by the regulations;
  • Know who will be affected by the regulations;
  • Appreciate the differences and similarities between the EU regulation and other international regulatory proposals.
Level:
Specialist Difficulty: 5 of 5
Classification:
Legislative Updates
Market Update / Hot Topic
Sources and References:
  • Dodd-Frank Act;
  • Draft European Market Infrastructure Regulation;
  • Basel III;
  • Markets in Financial Instruments Directive.
Tags:

This podcast focuses on regulatory proposals for OTC derivatives in the EU. Peter Green, a partner at law firm Morrison & Foerster, examines the proposals in detail. In addition, the podcast includes a comparative discussion, comparing and contrasting OTC derivatives regulatory developments in various other jurisdictions.

Podcast last reviewed: 2011-11-17

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