Podcast Location:
Download it here [file size: 44.7 MB]
Categories:
Criminal Law
Fraud, Financial Crime & Anti-Money Laundering
CPD Points:
Up to 1 point. details »

Due to the difference in guidelines between the SRA and the Bar Standards Board, CPD points are awarded differently for Solicitors, Barristers and Legal Executives:

Regulated by the Solicitors Regulation Authority:
Listen and pass the quiz: Gain 1 CPD point (60 minutes)
Listen only, gain ½ a CPD point (30 minutes)

Regulated by the Bar Standards Board:
Listen and pass the quiz: Gain 1 accredited CPD point (60 minutes)

Regulated by ILEX:
Listen and pass the quiz: Gain 1 CPD point (60 minutes)
Listen only, gain ½ a CPD point (30 minutes)

Cost:
  • FREE
Length:
30 minutes of audio
(+ optional 5 minute online quiz)
Plays on Computer:
Yes Downloadable as MP3:    Yes
Contributor(s):
Course Aims:

In this CPDcast Tim Green from St Philips Chambers explains the scope and purpose of the Financial Conduct Authority (FCA) which came into force on 1 April 2013.

Outcomes:
After completing the course you will:
  • Know the powers of the FCA;
  • Understand how the FCA aims to be different to its successor – the Financial Services Authority;
  • Know the scope and purpose of a warning notice.
Level:
General Interest Difficulty: 2 of 5
Classification:
Legal Principles
Legislative Updates
Market Update / Hot Topic
Sources and References:
  • Financial Services and Markets Act 2000;
  • The Financial Services Act 2012.
Tags:

In this CPDcast Tim Green from St Philips Chambers explains the scope and purpose of the Financial Conduct Authority (FCA) which came into force on 1 April 2013.

Date Recorded: 18th December 2013

NEW! TRANSCRIPT INCLUDED IN ADDITIONAL INFORMATION

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