Podcast Location:
Download it here [file size: 50.4 MB]
Categories:
Fraud, Financial Crime & Anti-Money Laundering
CPD Points:
Up to 1 point. details »

Due to the difference in guidelines between the SRA and the Bar Standards Board, CPD points are awarded differently for Solicitors, Barristers and Legal Executives:

Regulated by the Solicitors Regulation Authority:
Listen and pass the quiz: Gain 1 CPD point (60 minutes)
Listen only, gain ½ a CPD point (30 minutes)

Regulated by the Bar Standards Board:
Listen and pass the quiz: Gain 1 accredited CPD point (60 minutes)

Regulated by ILEX:
Listen and pass the quiz: Gain 1 CPD point (60 minutes)
Listen only, gain ½ a CPD point (30 minutes)

Cost:
  • FREE
Length:
30 minutes of audio
(+ optional 5 minute online quiz)
Plays on Computer:
Yes Downloadable as MP3:    Yes
Contributor(s):
Course Aims:

This podcast aims to outline the scope and purpose of the Financial Services Authority, the way in which the FSA regulates firms, the forthcoming disbanding of the FSA and considers the criminal sanctions imposed by the FSA on firms and individuals.

Outcomes:
After completing the course you will:
  • Understand the way in which the FSA is being disbanded;
  • Be aware of the role and purpose of the FCA and PRA;
  • Have considered the different sanctions that the FSA can impose on individuals and firms;
  • Be aware of the way in which the Upper Tribunal operates;
  • Have considered the types of activities that are regulated by the FSA;
  • Have considered the impact of Libor manipulation.
Level:
General Interest Difficulty: 2 of 5
Classification:
Legal Principles
Legislative Updates
Sources and References:
  • Financial Services & Markets Act 1986;
  • Financial Services Act 2012.

In this podcast Tim Green from St Philips Chambers discusses the scope and purpose of the FSA and outlines impending regulatory developments including the forthcoming disbanding of the FSA.

NEW! TRANSCRIPT INCLUDED IN ADDITIONAL INFORMATION

Date Recorded: 1st February 2013

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